Claims Against Financial And Investment Professionals

When it comes to dealing with the U.S. Securities and Exchange Commission (SEC), even the most benign bumps in the road can have significant consequences. If inquiries or investigations lead to allegations of wrongdoing, the viability of entire businesses and individual livelihoods may be at stake. Abramson & Abramson represents investment and finance professionals and firms, including broker-dealers, investment advisers, stockbrokers, financial planners and others in regulatory administrative proceedings, and in federal court and in FINRA arbitration.

We have extensive experience advising plaintiffs and claimants as well as defendants and respondents in matters involving securities fraud, investment fraud and investment suitability. Our attorneys also represent clients in related broker-dealer disputes and Financial Industry Regulatory Authority (FINRA) arbitration.

If you have a dispute with a financial or investment professional, or if you are a financial or investment professional who has come under disciplinary or regulatory scrutiny, contact our attorneys to learn your options.

Mr. Dennis Abramson is one of the best lawyers in his expertise. I had a chance to consult with him in regards to a personal matter related to residency program and he went out of his way to help me and my wife. His advice was godsent and my family are lucky to have been connected to him. I highly advice anyone out there with problems related to this firm's expertise to contact Mr. Dennis Abramson and get consultation and work with their law firm. You will not be disappointed. Thank you so much for everything. — HG

Dennis is an excellent attorney. He was very responsive and I really appreciated his insight and knowledge. Highly recommend him for future potential clients. — JDH

Dennis is knowledgeable, responsive, patient, accessible, a great listener and explains things in a way that is easy to understand. He's also very easy to talk to. Highly recommend! — CR

They took the time to quickly assess my case and provide insightful information and strategy for my case. — LL

Abramson Law Firm has represented my company for 15 years in all aspects of contractual law. Dennis gets it. He finds creative ways to negotiate our needs and we have always come out on top. He has been able to settle 99% of our disputes and has exceeded our financial expectations in both lower payouts and/or higher receipts time after time. For Medical Products Laboratories, Inc as well as my personal needs there is no one better or that we would trust more than Dennis. — SS

Dennis and the Abramson Firm have been an integral part of my business for the last decade. He has successfully and professionally guided me through a number of challenges over the years. He is, and always will be, my first call in a time of need. — PG

I had the privilege of talking with Dennis for NBME/NRMP advice. He is extremely responsive and will explain things in a way that is easy to understand and make sense. I chose to contact him to reduce my risk and would definitely contact him again if I was in a bind! — AVVO review

I consulted with Dennis regarding an NRMP dispute about a match violation. He spent a significant amount of time talking me through the possible options, expected outcomes, and plans for handling complications. While I fortunately ultimately did not need to formally hire him for his services, I am incredibly grateful for his counsel and knowledge. I was sure that he would be in the best position to help me for this problem. — AVVO review

I contacted Mr Dennis regarding an ECFMG issue, he was very friendly and gave me a great advice. He didn’t charge for the consultation even it took a lot of his time. — AVVO review

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Claims Against Financial And Investment Professionals

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